Search Result

1 - 20 of 318 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State